Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Maria-tuifel Horihan is a financial advisor with Raymond James & Associates, Inc. with over 27 years of experience in the financial services industry. Nancy is licensed to offer securities and investment advisory services in all 50 states. Nancy has a strong track record of providing personalized financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
07/07/2015 - Present
Raymond James & Associates, Inc. (PRINCETON NJ)
PA
08/13/2014 - 06/24/2015
BOENNING & SCATTERGOOD, INC. (LANGHORNE PA)
NY
10/09/2006 - 10/14/2011
METLIFE SECURITIES INC. (NEW YORK NY)
NY
10/09/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ROSLYN NY)
NY
11/29/1991 - 02/10/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/10/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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