Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Graham is a financial advisor with over 20 years of experience in the financial services industry. Nancy holds a Series 7, 24, 63 and 65 licenses and has a Certified Financial Planner designation. Nancy is currently registered with Wintrust Investments LLC, and has previously worked for several other firms, including Fifth Third Securities, Inc., BMO Harris Financial Advisors, Inc., and Amcore Investment Services, Inc. Nancy’s specializations include providing financial planning services, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
07/23/2024 - Present
Wintrust Investments LLC (LAKE FOREST IL)
IL
06/27/2019 - 12/23/2020
FIFTH THIRD SECURITIES, INC. (ROSEMONT IL)
IL
12/07/2010 - 03/17/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (BARRINGTON IL)
IL
08/09/2004 - 09/30/2010
AMCORE INVESTMENT SERVICES, INC (DEERFIELD IL)
OH
10/04/2001 - 05/03/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
10/04/2001 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
05/02/2001 - 08/24/2001
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MI
01/13/2000 - 05/02/2001
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
NY
06/22/1999 - 11/29/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 07/23/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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