Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy M. Fong is an experienced financial professional with over 30 years of experience in the financial services industry. Nancy currently works for J.p. Morgan Securities LLC in New York, NY and specializes in providing financial advice to individuals and businesses. Prior to joining J.p. Morgan, Nancy worked for several other reputable firms including Janney Montgomery Scott LLC, Pierpont Securities LLC, Citigroup Global Markets Inc, Salomon Brothers Inc and Lehman Brothers Inc. Nancy holds a Series 6, 7, 63, and 6TO licenses and the SIE exam. Nancy is dedicated to providing her clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/11/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
11/24/2014 - 03/13/2020
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
04/18/2013 - 09/30/2014
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
05/19/1994 - 03/14/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
04/11/1988 - 05/09/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/29/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/22/1983 - 02/01/1984
FIRST INVESTORS CORPORATION
BC
Issued 04/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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