Unclaimed
Nancy Lynn Knous is a financial advisor with over 35 years of experience in the industry. Nancy is a Certified Financial Planner™ and is registered with LPL Financial LLC in Tennessee and Texas. Nancy is a licensed securities agent and holds the Series 7, 24 and 63 licenses. Nancy also holds the SIE. Nancy has previously been registered with several other firms including ASCEND FINANCIAL SERVICES, INC., SWAN SECURITIES INC., HIBBARD BROWN & CO., INC., and FSC SECURITIES CORPORATION. Nancy has been with LPL Financial LLC since 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/10/2007 - Present
LPL Financial LLC (MEMPHIS TN)
MN
07/05/1989 - 08/31/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NA
11/02/1988 - 04/22/1989
SWAN SECURITIES INC.
NA
09/02/1987 - 10/31/1988
HIBBARD BROWN & CO., INC.
NA
09/26/1986 - 09/24/1987
FSC SECURITIES CORPORATION
BC
Issued 10/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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