Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Lynn Brooks is a financial advisor registered with LPL Financial LLC and has been in the industry since 1993. Nancy has experience with multiple firms including Associated Securities Corp., FSC Securities Corporation and SIFE. Nancy is licensed to provide services in California. Nancy offers a range of services including financial planning, pension consulting, educational seminars, and selection of other advisors. Nancy is also able to provide portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/08/2009 - Present
LPL Financial LLC (CONCORD CA)
CA
11/06/2008 - 09/08/2009
ASSOCIATED SECURITIES CORP. (CONCORD CA)
CA
01/12/2000 - 11/06/2008
FSC SECURITIES CORPORATION (CONCORD CA)
CA
12/21/1992 - 12/03/1999
SIFE (WALNUT CREEK CA)
BC
Issued 11/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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