Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Barrett is a financial professional with over 30 years of experience in the financial services industry. Nancy is currently registered with RBC Capital Markets, LLC and is located in FLORHAM PARK, NJ. Prior to joining RBC Capital Markets, LLC, Nancy was registered with FINANCIAL NETWORK INVESTMENT CORPORATION in TEANECK, NJ. Nancy is licensed to provide securities and investment advisory services in all 50 states. Nancy has a broad range of experience, including portfolio management for individuals, businesses, and pooled investment vehicles. Nancy also provides financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/24/2008 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
11/26/2001 - 05/08/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (TEANECK NJ)
MO
10/01/1999 - 11/15/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/05/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
10/22/1985 - 09/30/1996
HALPERT AND COMPANY, INC. (MILLBURN NJ)
NA
11/01/1983 - 01/25/1984
FIRST INVESTORS CORPORATION
IA
Issued 04/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nancy Barrett is the right advisor for you? Invested Better is here to help.
