Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Lucille Patterson has been in the financial industry since 1993 and is currently registered with Raymond James & Associates, Inc. Nancy has a diverse background having worked with multiple firms over the years including Duncan-Williams, Inc., Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc. Nancy is licensed in multiple states including Ohio and Texas and holds Series 7, Series 63 and Series 65 licenses. She is a Registered Representative (RR) and an Investment Advisor Representative (IAR). Nancy can assist clients with a variety of financial needs including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/28/2014 - Present
Raymond James & Associates, Inc. (FAIRLAWN OH)
OH
08/05/2011 - 03/31/2014
DUNCAN-WILLIAMS, INC. (FAIRLAWN OH)
OH
01/01/2008 - 08/08/2011
WELLS FARGO ADVISORS, LLC (AKRON OH)
OH
09/13/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FAIRLAWN OH)
OH
11/16/1993 - 09/17/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IA
Issued 11/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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