Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Roach-wilder is an investment advisor with LPL Enterprise, LLC. Nancy has been in the industry since 1987 and has experience working with a variety of clients, including individuals, businesses, and high net worth individuals. Nancy is a Certified Financial Planner and holds the Series 7, Series 31, and Series 63 licenses. Nancy provides financial planning, portfolio management, and educational seminars. She also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2024 - Present
LPL Enterprise, LLC (DOWNERS GROVE IL)
IL
07/01/2013 - 04/24/2017
SIGMA FINANCIAL CORPORATION (LISLE IL)
IL
10/05/2009 - 07/18/2013
AMERIPRISE FINANCIAL SERVICES, INC. (ST CHARLES IL)
IL
05/02/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (ST. CHARLES IL)
IL
05/29/2007 - 05/22/2008
CITIGROUP GLOBAL MARKETS INC. (STREAMWOOD IL)
IL
01/10/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (STREAMWOOD IL)
NY
10/27/1999 - 01/19/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
06/19/1997 - 11/02/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/18/1987 - 02/09/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/21/1984 - 12/12/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 07/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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