Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Louise Herring is a financial advisor registered with Osaic Wealth, Inc. Nancy has been in the financial industry for over 17 years and is registered in multiple states. Nancy has a long history of working with individuals, high-net-worth individuals, and retirement plans. Nancy also works with charitable organizations and corporations or other businesses. In addition to providing financial advice, Nancy serves as a board member for the Chicago Artists Coalition.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/03/2023 - Present
Osaic Wealth, Inc. (CHICAGO IL)
IL
07/01/2011 - 11/03/2023
FSC SECURITIES CORPORATION (CHICAGO IL)
GA
03/11/2010 - 07/01/2011
THE STRATEGIC FINANCIAL ALLIANCE, INC. (ATLANTA GA)
NY
01/31/1996 - 10/08/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/14/1988 - 03/02/1989
ROBERT FLEMING INC. (NEW YORK NY)
NY
09/24/1985 - 01/20/1988
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 04/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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