Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Liu is a registered representative with Oppenheimer & Co. Inc. Nancy has been in the financial industry since 2018. Previously, Nancy was a registered representative with Guggenheim Securities, LLC in New York, NY. Nancy holds Series 7, Series 63, Series 86 and Series 87 licenses. Oppenheimer & Co. Inc. is an investment advisor with approximately $1 billion to $10 billion in assets under management. The firm provides advisory services to individuals, businesses, investment companies and pooled investment vehicles. Oppenheimer & Co. Inc. has offices in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/22/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
08/20/2018 - 04/27/2022
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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