Unclaimed
Nancy Lidia Di nenna is a financial advisor with AON Securities LLC. Nancy is a Series 66, Series 9, Series 99TO, SIE and Series 7 licensed professional. Nancy is registered in all 50 states and the District of Columbia. Nancy has been a registered financial advisor for over 10 years. Previously, Nancy worked for Oppenheimer & Co. Inc., Ameriprise Financial Services, LLC, LPL Financial LLC, PNC Investments and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
PA
05/01/2024 - Present
AON Securities LLC (Fort Washington PA)
PA
01/04/2022 - 03/15/2024
OPPENHEIMER & CO. INC. (JENKINTOWN PA)
PA
09/13/2018 - 01/07/2022
AMERIPRISE FINANCIAL SERVICES, LLC (CONSHOHOCKEN PA)
NJ
09/21/2015 - 09/20/2018
LPL FINANCIAL LLC (MT LAUREL NJ)
PA
11/05/2014 - 08/31/2015
PNC INVESTMENTS (PHILADELPHIA PA)
PA
02/21/2014 - 11/13/2014
MORGAN STANLEY (NEWTOWN PA)
PA
10/03/2013 - 11/19/2013
RAYMOND JAMES & ASSOCIATES, INC. (NEWTOWN PA)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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