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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Leland McGinty is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Nancy has been in the industry since April 1995. Nancy holds the Series 7, Series 63 and Series 66 licenses and specializes in providing financial and investment advice to a wide range of clients, including individuals, businesses, insurance companies, charitable organizations, and pension and profit-sharing plans. Nancy is licensed in many states across the United States. In addition to her current role at Merrill Lynch, Nancy was previously employed at Advest, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/18/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY MA)
CT
04/12/1995 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 8/6/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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