Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Knight is an investment advisor representative with LPL Financial LLC. Nancy has been in the financial industry since 2006. Nancy is registered with the state of California, Georgia, South Carolina, and Texas. Nancy earned the Series 66, Series 7, and Series 24 licenses. Nancy holds a Series 66 license which allows her to provide investment advice to retail customers. Nancy also holds a Series 7 license which allows her to sell securities to retail customers and a Series 24 license which allows her to supervise registered representatives. Nancy is a licensed advisor for the state of California and Texas. Nancy previously worked for EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/27/2020 - Present
LPL Financial LLC (FREMONT CA)
CA
10/18/2006 - 01/23/2012
EDWARD JONES (FREMONT CA)
BOTH
Issued 10/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nancy Knight is the right advisor for you? Invested Better is here to help.
