Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Giusto is a financial advisor with over 25 years of experience in the industry. Nancy is currently a registered representative with Raymond James & Associates, Inc. Nancy has held previous roles with PURSHE KAPLAN STERLING INVESTMENTS, MORGAN STANLEY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., ROBERT W. BAIRD & CO. INCORPORATED, COMERICA SECURITIES and FIRST OF MICHIGAN CORPORATION. Nancy holds the Series 7, Series 63, and Series 65 licenses. Nancy is a dedicated and experienced financial advisor committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/30/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
10/14/2019 - 06/05/2023
PURSHE KAPLAN STERLING INVESTMENTS (Melville NY)
NY
09/26/2011 - 09/19/2019
MORGAN STANLEY (MELVILLE NY)
NY
10/23/2009 - 09/07/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
09/20/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PATCHOGUE NY)
WI
11/18/1997 - 08/26/2005
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MI
10/13/1997 - 12/04/1997
COMERICA SECURITIES (DETROIT MI)
MI
07/07/1997 - 09/08/1997
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
IA
Issued 05/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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