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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Lea Weatherup is a financial advisor with over 20 years of experience in the industry. Nancy currently works with LPL Financial LLC, which is one of the largest independent broker-dealers in the United States. She is a registered representative in California, Minnesota, and Texas and a licensed investment advisor in California, Minnesota, and Texas. Nancy has a wide range of experience, including working with individuals, families, businesses, and retirement plans. She is also knowledgeable about a variety of investment products and services, including stocks, bonds, mutual funds, and exchange-traded funds. Nancy has a strong commitment to providing her clients with personalized financial advice and guidance. She is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/24/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
MN
04/24/2015 - 09/18/2015
GRADIENT SECURITIES, LLC (ARDEN HILLS MN)
MN
12/21/2012 - 03/03/2015
SECURITIES AMERICA, INC. (EDEN PRAIRIE MN)
MN
08/16/2011 - 12/17/2012
LPL FINANCIAL LLC (PLYMOUTH MN)
MN
08/17/2011 - 12/12/2012
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
TX
11/07/2002 - 07/27/2011
CRI SECURITIES, LLC (AUSTIN TX)
TX
11/07/2002 - 07/27/2011
SECURIAN FINANCIAL SERVICES, INC. (AUSTIN TX)
MO
04/05/2001 - 04/25/2002
EDWARD JONES (ST. LOUIS MO)
MN
10/22/1998 - 04/10/2001
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 02/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/30/2017
Series 4 - Registered Options Principal Examination
BC
Issued 06/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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