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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Robertson is a financial advisor in Pleasanton, California. Nancy has been a registered representative for over 30 years and has experience in both the securities and investment advisory industries. Nancy is currently registered with Cambridge Investment Research Advisors, Inc. and has a Series 63, Series 65, Series 7 and SIE license. Nancy previously worked for Protected Investors of America. In addition to her financial advisory services, Nancy is also an insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
06/14/2016 - Present
Cambridge Investment Research Advisors, Inc. (Pleasanton CA)
CA
02/16/1993 - 07/22/2016
PROTECTED INVESTORS OF AMERICA (FREMONT CA)
IA
Issued 10/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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