Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Richter is a financial advisor with over 29 years of experience in the industry. Nancy is currently registered with Cutter & Company, Inc., and has been with the firm since 2003. Before Cutter & Company, Inc., Nancy worked with FFP Securities, Inc. and Century Securities Associates, Inc. Nancy is a registered representative and investment advisor representative, holding several licenses and certifications, including Series 7, Series 10, Series 24, Series 53, Series 55, Series 63, Series 65, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
03/22/2004 - Present
Cutter & Company, Inc. (BALLWIN MO)
MO
12/01/2003 - 03/16/2004
FFP SECURITIES, INC. (CHESTERFIELD MO)
MO
01/27/2003 - 11/24/2003
CUTTER & COMPANY, INC. (BALLWIN MO)
MO
12/20/1993 - 01/06/2003
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
IA
Issued 12/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/12/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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