Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Monroe is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the financial industry since July 26, 2005. Nancy holds Series 6, 63, and SIE licenses. Nancy Monroe is currently located in BALLSTON LAKE, NY and is registered to offer investment advice in New York. Northwestern Mutual Investment Services, LLC is a registered investment advisor with the SEC and with 2181 licensed agents, 2341 investment advisor representatives and 2399 registered representatives. Northwestern Mutual Investment Services, LLC is based in Milwaukee, WI and has over 1 clients with $0 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
07/26/2005 - Present
Northwestern Mutual Investment Services, LLC (BALLSTON LAKE NY)
BC
Issued 09/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nancy Monroe is the right advisor for you? Invested Better is here to help.
