Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Krug Dray is a registered investment advisor representative with Sami Brokerage LLC. Nancy has been in the industry since 1982 and has worked for several firms, including Drexel Burnham Lambert Incorporated and D. H. Blair & Co., Inc. Nancy holds Series 3, 7, 52, 53 and 63 licenses. Nancy is registered in Connecticut, Iowa and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/26/1987 - Present
Sami Brokerage LLC (STAMFORD CT)
NA
11/15/1982 - 08/15/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/05/1981 - 07/07/1982
D. H. BLAIR & CO., INC.
BC
Issued 01/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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