Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Smith is a financial advisor with Pruco Securities, LLC, based in Phoenix, AZ. Nancy has been a registered representative since 1993, and has held several licenses and registrations. Her expertise lies in providing financial advice to individuals, corporations, and other businesses. She is particularly skilled in investment company products, variable contracts, and has a strong understanding of the securities industry. Nancy is committed to helping clients reach their financial goals through personalized and comprehensive financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
AZ
06/30/2021 - Present
Pruco Securities, LLC (Phoenix AZ)
AZ
05/16/2013 - 06/25/2021
BBVA SECURITIES INC. (PHOENIX AZ)
AZ
12/16/2004 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (PHOENIX AZ)
IL
02/01/1996 - 12/10/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
05/14/1993 - 02/01/1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
BC
Issued 05/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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