Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Kaye Diak is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Nancy has been in the financial industry for over 30 years. Nancy holds several licenses, including Series 3, 7, 9, 10, 24, 63 and 66. In addition to serving individual clients, Nancy has experience providing investment consulting services to institutional clients. Nancy is registered to offer investment advice in 56 states and territories, and she has been active with Wells Fargo since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
12/05/2017 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
01/01/2008 - 09/27/2017
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
10/03/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
11/23/1988 - 09/28/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 03/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/13/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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