Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Johnson is a financial advisor with over 40 years of experience in the industry. Nancy has worked at various firms including Merrill Lynch, Prudential Securities, Citigroup Global Markets, Morgan Stanley and Wells Fargo Clearing Services. Nancy currently works at Wells Fargo Advisors Financial Network, LLC, where she is registered in multiple states. Nancy holds licenses in several areas including securities, investment advisory and options trading. Nancy's expertise is in providing investment consulting, portfolio management, and financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/07/2022 - Present
Wells Fargo Advisors Financial Network, LLC (IRVINE CA)
CA
10/15/2012 - 11/07/2022
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
06/01/2009 - 10/29/2012
MORGAN STANLEY (IRVINE CA)
CA
08/12/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
NY
04/02/1984 - 08/16/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/01/1979 - 04/27/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 02/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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