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Nancy Joan Cooper

IRC Securities LLC

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About Nancy Joan Cooper

Nancy Joan Cooper is a financial professional with over 20 years of experience in the financial industry. Nancy is currently registered with IRC Securities LLC. Nancy has held previous roles at Peter R. Mack & Co., Inc., OTC Link LLC, WTS Proprietary Trading Group LLC, and Hill Thompson Magid & Co., Inc..

Firm Information

Nancy Cooper is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Cooper’s Registration & Firm History

NY

01/04/2011 - Present

IRC Securities LLC (NEW YORK NY)

CT

06/22/2017 - 04/12/2019

PETER R. MACK & CO., INC. (WESTON CT)

NY

03/05/2012 - 07/23/2014

OTC LINK LLC (NEW YORK NY)

NY

09/01/2010 - 05/31/2012

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

NJ

05/23/2000 - 10/13/2009

HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/09/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Joan Cooper.
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