Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Rosenzweig is a registered representative with Finalis Securities LLC, and has been in the securities industry for over 6 years. Nancy is a Series 7, Series 63, Series 79, and SIE licensed professional, and is currently registered in Colorado, Connecticut, Massachusetts, Minnesota and South Carolina. Nancy's previous employment includes positions with GROWTH CAPITAL SERVICES, INC. and INTELLIVEST SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/24/2022 - Present
Finalis Securities LLC (New York NY)
DE
04/27/2018 - 01/25/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
GA
11/10/2016 - 04/24/2018
INTELLIVEST SECURITIES, INC. (RIVERDALE GA)
BC
Issued 11/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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