Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Littleton is a Registered Representative with MML Investors Services, LLC. Nancy has been in the financial services industry for over 20 years and is a Registered Representative in Delaware. She is also a Registered Investment Advisor in Delaware. Nancy has held previous positions with MSI Financial Services, Inc. and HSBC Securities (USA) Inc.. Nancy holds the Series 7, 6, 63 and 66 securities licenses as well as the Series 26 principal license. She is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
DE
03/25/2017 - Present
MML Investors Services, LLC (NEWARK DE)
DE
03/03/2008 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWARK DE)
DE
05/19/2005 - 03/04/2008
HSBC SECURITIES (USA) INC. (NEW CASTLE DE)
GA
10/19/2001 - 10/20/2004
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 10/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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