Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Goethel is a financial advisor with Raymond James & Associates, Inc. located in STUART, Florida. Nancy has over 29 years of experience in the financial services industry. Nancy has been registered with FINRA since August 1994 and has a Series 7, Series 63 and Series 65 licenses. Nancy is also registered with the state of Florida as an Investment Advisor Representative. Nancy's previous employment includes Merrill Lynch, Pierce, Fenner & Smith Incorporated and Legg Mason Wood Walker, Incorporated. Nancy is a Board Member/Officer/Director of Martin County Estate Planning Counsel and is actively involved in the community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/16/2013 - Present
Raymond James & Associates, Inc. (STUART FL)
FL
11/19/1998 - 12/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STUART FL)
MD
09/02/1994 - 12/02/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/17/1994 - 09/08/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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