Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Martinez-rivera is a registered representative with Universal Financial Services Inc., located in Guaynabo, PR. Nancy is a seasoned professional with over 19 years of experience in the financial services industry. Nancy holds Series 3, 7, 9, 10, 24, 27, 66, SIE and 99TO licenses. Nancy has worked for UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico, CITI INTERNATIONAL FINANCIAL SERVICES LLC, and Citigroup Global Markets Inc. Nancy is also a compliance director for Universal Life Insurance Company. Nancy provides investment advisory services to individuals, corporations, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PR
08/25/2022 - Present
Universal Financial Services Inc. (GUAYNABO PR)
FL
12/08/2021 - 08/19/2022
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
PR
02/20/2020 - 08/19/2022
CITI INTERNATIONAL FINANCIAL SERVICES LLC (SAN JUAN PR)
PR
10/17/2017 - 01/07/2020
UBS FINANCIAL SERVICES INC. (SAN JUAN PR)
PR
12/12/2014 - 10/04/2017
CITI INTERNATIONAL FINANCIAL SERVICES LLC (SAN JUAN PR)
PR
06/19/2003 - 11/12/2014
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (GUAYNABO PR)
PR
06/19/2003 - 11/10/2014
UBS FINANCIAL SERVICES INC. (GUAYNABO PR)
BOTH
Issued 03/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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