Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Rick is a financial advisor with over 40 years of experience in the industry. Nancy currently works at Commonwealth Financial Network and previously worked at Cambridge Investment Research, Inc. Nancy is a registered representative in Virginia and Florida, and has Series 63, Series 65, Series 7 and Series 24 licenses. Nancy specializes in financial planning, portfolio management, and providing educational seminars. Nancy has worked with a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
07/26/2024 - Present
Commonwealth Financial Network (Reston VA)
VA
03/04/2024 - 04/01/2024
COMMONWEALTH FINANCIAL NETWORK (Reston VA)
VA
01/12/2023 - 03/01/2024
COMMONWEALTH FINANCIAL NETWORK (Reston VA)
VA
07/25/2000 - 01/24/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (HERNDON VA)
MN
06/27/1997 - 07/26/2000
FORTIS INVESTORS, INC. (OAKDALE MN)
CA
04/18/1996 - 07/30/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IL
06/15/1992 - 08/13/1996
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
NA
08/12/1982 - 07/21/1988
JOHN NUVEEN & CO., INCORPORATED
NA
07/23/1979 - 07/07/1982
FIDELITY DISTRIBUTORS CORPORATION
NA
11/02/1978 - 05/06/1979
TRUSTEED FUNDS, INC
IA
Issued 02/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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