Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Helkenn is an investment advisor representative and securities professional. She has been in the securities industry for over 18 years and is currently registered with Hilltop Securities Inc. in Saint Paul, Minnesota. Nancy has a wide range of experience in the financial services industry, including investment advisory services, financial planning, and securities trading. Nancy's specializations include fixed income, equities, mutual funds, options, and alternative investments. She is dedicated to providing her clients with personalized and comprehensive financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
MN
09/13/2021 - Present
Hilltop Securities Inc. (St. Paul MN)
MN
11/06/2009 - 09/08/2021
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
MN
03/25/2004 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BC
Issued 08/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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