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Nancy Helen Powers

Northwestern Mutual Investment Services, LLC

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About Nancy Helen Powers

Nancy Helen Powers is a registered representative with Northwestern Mutual Investment Services, LLC. She has been in the financial services industry since July 14, 2000 and holds Series 7 and Series 63 licenses. Prior to joining Northwestern Mutual Investment Services, LLC, Nancy worked for firms including Raymond James Financial Services, Inc., Wachovia Securities, LLC, UBS Financial Services Inc. and Piper Jaffray Inc. Nancy's current office location is in Raleigh, NC.

Firm Information

Nancy Powers is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nancy Powers’s Registration & Firm History

NC

01/13/2016 - Present

Northwestern Mutual Investment Services, LLC (Raleigh NC)

NC

09/02/2005 - 03/17/2014

RAYMOND JAMES FINANCIAL SERVICES, INC. (KURE BEACH NC)

MO

05/06/2004 - 09/02/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NJ

07/24/2003 - 05/10/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NJ

09/22/1999 - 06/13/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

02/09/1998 - 09/01/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MN

10/13/1997 - 01/28/1998

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NY

07/07/1997 - 10/10/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Helen Powers.
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