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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Guthrie is a financial advisor with LPL Financial LLC in CORPUS CHRISTI, TX. Nancy has been in the industry since June 24, 2017 and has a strong track record of success in providing financial advice to individuals and families. Nancy specializes in retirement planning, investment management and estate planning. Nancy holds the Series 7, Series 63, and Series 66 licenses and has a Bachelor's degree in Business Administration. Nancy is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/16/2024 - Present
LPL Financial LLC (CORPUS CHRISTI TX)
TX
04/14/2023 - 03/26/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (EL PASO TX)
TX
06/05/2017 - 04/14/2023
WELLS FARGO CLEARING SERVICES, LLC (EL PASO TX)
BOTH
Issued 12/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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