Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Gerard Moon is a financial advisor with over 25 years of experience in the industry. She has a wide range of experience with firms like UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and Dean Witter Reynolds Inc. Nancy is currently registered with UBS Financial Services Inc. and is also a registered Investment Advisor. Nancy specializes in working with high-net-worth individuals, corporations, and charitable organizations. She offers a variety of financial services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
06/16/2016 - Present
UBS Financial Services Inc. (PALM BEACH GARDENS FL)
FL
10/12/2004 - 05/11/2016
CREDIT SUISSE SECURITIES (USA) LLC (WEST PALM BEACH FL)
NJ
06/24/2004 - 10/27/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
02/08/1999 - 06/27/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/22/1994 - 02/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/15/1989 - 12/09/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 11/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/29/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nancy Moon is the right advisor for you? Invested Better is here to help.
