Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Gargiulo is a financial advisor with UBS Financial Services Inc. in Miami, FL. Nancy has been working in the financial industry since 2004. She holds a Series 7 and Series 63 license and has worked at several firms, including Wachovia Securities, LLC, Citigroup Global Markets Inc. and Morgan Stanley & Co. Incorporated. Nancy is also an Investment Advisor Representative for UBS Financial Services Inc. in New York, NY. Nancy specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/26/2021 - Present
UBS Financial Services Inc. (Miami FL)
NY
07/28/2008 - 02/06/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/08/2005 - 06/04/2008
WACHOVIA SECURITIES, LLC (MASSAPEQUA NY)
NJ
01/13/2005 - 11/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/24/2004 - 01/13/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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