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Nancy Franklin Pargot

Fidelity Brokerage Services LLC

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About Nancy Franklin Pargot

Nancy Franklin Pargot is a financial advisor with over 20 years of experience in the industry. She is currently registered with Fidelity Brokerage Services LLC. Nancy has held previous roles at Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company. She is licensed in 22 states and holds the Series 7, Series 66 and SIE licenses.

Firm Information

Nancy Pargot is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Pargot’s Registration & Firm History

RI

04/06/2011 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

CA

11/18/2004 - 09/14/2010

FIDELITY BROKERAGE SERVICES LLC (BURLINGAME CA)

IN

12/20/2001 - 05/07/2004

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

12/20/2001 - 05/07/2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BOTH

Issued 12/05/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nancy Franklin Pargot.
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