Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Molina is a financial advisor with Morgan Stanley. She has been in the financial services industry since 2005. Nancy is registered with FINRA as a Registered Representative and with the state of California and Texas as an Investment Advisor Representative. She is also registered in several other states. She has a Series 7 and Series 66 license. Nancy previously worked at UBS Financial Services Inc. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/05/2018 - Present
Morgan Stanley (Los Angeles CA)
CA
08/16/2018 - 10/17/2018
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
02/17/2016 - 07/31/2018
MORGAN STANLEY (LOS ANGELES CA)
CA
06/12/2009 - 02/29/2016
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
10/08/2007 - 07/02/2009
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
04/26/2006 - 05/30/2007
NPB FINANCIAL GROUP, LLC (ENCINO CA)
CA
04/20/2005 - 05/23/2006
NATIONAL PLANNING CORPORATION (ENCINO CA)
MO
11/19/2004 - 04/12/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 12/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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