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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Loeb is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nancy Loeb has been active in the securities industry since April 23, 1987. Nancy Loeb has passed exams including Series 63, Series 65, Series 7, Series 31 and SIE. Nancy Loeb is currently registered with the state of Illinois and Texas. Nancy Loeb has held prior registrations with Prudential-Bache Securities Inc., and Drexel Burnham Lambert Incorporated. Nancy Loeb has experience working with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit sharing plans, charitable organizations, insurance companies, banking or thrift institutions, and state or municipal government entities. Nancy Loeb is also a trustee of the Alexander Loeb Irrevocable Life Ins Trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/03/1995 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
NY
11/28/1989 - 10/04/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
10/22/1986 - 08/11/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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