Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Cole is a Registered Representative and Investment Adviser Representative with Western International Securities, Inc. in Sacramento, California. Nancy has been in the financial services industry for over 25 years, having previously worked for First Allied Securities, Inc., Investors Resources Group, Inc., Sterling Financial Investment Group, Inc., and Morgan Stanley DW Inc. Nancy is licensed to provide securities and investment advisory services in California and Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/29/2008 - Present
Western International Securities, Inc. (Sacramento CA)
CA
07/17/2006 - 09/02/2008
FIRST ALLIED SECURITIES, INC. (SACRAMENTO CA)
CA
04/21/2003 - 07/17/2006
INVESTORS RESOURCES GROUP, INC. (VACAVILLE CA)
FL
12/12/2002 - 04/23/2003
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
NY
07/17/1997 - 12/04/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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