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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Elizabeth Murphy has been in the financial services industry since March 1992. Currently, Nancy Elizabeth Murphy is registered as an Investment Advisor Representative with Morgan Stanley. Nancy Elizabeth Murphy has been with Morgan Stanley since January 2010. In previous roles, Nancy Elizabeth Murphy worked for firms including Dain Rauscher Incorporated, Smith Barney Inc, Piper Jaffray Inc, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nancy Elizabeth Murphy is a Registered Representative and holds Series 7, 8, 9, 10, 63 and 66 licenses. Nancy Elizabeth Murphy is also a Registered Investment Advisor Representative in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Spring Branch TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN ANTONIO TX)
TX
03/02/2001 - 04/02/2007
MORGAN STANLEY DW INC. (SAN ANTONIO TX)
NY
03/02/1998 - 03/26/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
12/17/1996 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
07/02/1996 - 12/03/1996
SMITH BARNEY INC. (NEW YORK NY)
MN
09/01/1995 - 05/30/1996
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
01/10/1995 - 09/27/1995
DAIN BOSWORTH INCORPORATED
TX
03/21/1994 - 12/31/1994
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
03/30/1993 - 04/13/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/09/1992 - 02/08/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
10/16/1991 - 06/03/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 11/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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