Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Lewis-heliotes is a financial advisor with over 25 years of experience in the industry. Nancy is currently registered with Momentum Independent Network Inc. and previously worked with Raymond James Financial Services, Inc., Cetera Advisor Networks LLC, LPL Financial LLC, Citigroup Global Markets Inc., WM Financial Services, Inc., and Banc of America Investment Services, Inc. Nancy holds a Series 6, 7, 24, 63 and 65 license. Nancy has a broad range of experience and expertise in providing financial advice to individuals, families, and businesses. Nancy is committed to providing personalized service and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
06/14/2021 - Present
Momentum Independent Network Inc. (DALLAS TX)
CA
09/25/2017 - 08/18/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (NAPA CA)
CA
01/17/2017 - 10/02/2017
CETERA ADVISOR NETWORKS LLC (NAPA CA)
CA
05/26/2015 - 01/19/2017
LPL FINANCIAL LLC (NAPA CA)
CA
05/29/2007 - 06/22/2015
CITIGROUP GLOBAL MARKETS INC. (NAPA CA)
CA
12/14/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NAPA CA)
CA
05/10/2004 - 08/18/2006
WM FINANCIAL SERVICES, INC. (NAPA CA)
MA
10/03/2002 - 05/20/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
04/16/1998 - 09/23/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
05/15/1995 - 09/09/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
01/03/1995 - 03/31/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 09/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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