Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Dixon is a financial advisor who has been in the industry since 1998. Nancy has a wealth of experience working with clients in various states. Nancy is registered with Sanders Morris LLC and Tectonic Advisors LLC. Nancy focuses on providing financial planning, pension consulting, and portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
09/01/2022 - Present
Sanders Morris LLC (Dallas TX)
TX
07/27/2006 - 09/08/2016
J.P. MORGAN SECURITIES LLC (DALLAS TX)
NY
12/09/2003 - 09/27/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MA
08/18/2003 - 12/16/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/07/2002 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/26/1998 - 08/12/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/28/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 12/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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