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Nancy E Spiteri

BNP Paribas Securities Corp.

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About Nancy E Spiteri

Nancy Spiteri is a financial advisor with over 25 years of experience in the financial services industry. Nancy currently works at BNP Paribas Securities Corp., a firm she joined in June 2020. Before joining BNP Paribas Securities Corp., Nancy worked for ING Financial Markets LLC, Nomura Securities International, Inc., Goldman, Sachs & Co., and CitiCorp Securities, Inc.

Firm Information

Nancy Spiteri is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Spiteri’s Registration & Firm History

NY

06/30/2020 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

09/30/2016 - 06/16/2020

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

06/01/2010 - 07/29/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

06/22/1998 - 04/29/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

06/05/1997 - 06/09/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

NY

11/09/1992 - 06/19/1996

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nancy E Spiteri.
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