Unclaimed
Nancy Mitchell is a financial professional associated with Houlihan Lokey Capital, Inc., based in Dallas, TX. Nancy has been active in the industry since July 2022. Nancy holds the Series 99TO and SIE licenses and is a Registered Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/07/2022 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 07/07/2022
Series 99TO - Operations Professional Examination
BC
Issued 07/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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