Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Citron Neal is a financial advisor currently with Citigroup Global Markets Inc. Nancy has over 24 years of experience in the financial services industry. Nancy has held past roles with Fidelity Brokerage Services LLC, Citigroup Global Markets Inc., Wells Fargo Investments, LLC, and Citigroup Global Markets Inc.. Nancy holds Series 7, Series 63, Series 65, and Series 66 licenses. Nancy is registered to offer securities and investment advisory services in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Kansas, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, South Dakota, Texas, Utah, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/05/2020 - Present
Citigroup Global Markets Inc. (COSTA MESA CA)
CA
07/22/2016 - 06/02/2020
FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)
CA
10/18/2010 - 07/08/2016
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
09/02/2009 - 09/27/2010
WELLS FARGO INVESTMENTS, LLC (EL SEGUNDO CA)
CA
05/29/2007 - 09/16/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
06/06/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
NY
07/08/1998 - 05/18/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/01/1996 - 08/15/1997
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 09/04/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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