Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Lipham is a financial advisor with over 40 years of experience in the industry. She is registered with Wells Fargo Clearing Services, LLC and currently serves clients in Alabama and Texas. Nancy is a Certified Financial Planner and holds a variety of licenses and certifications, including Series 7, 9, 10, 15, 63, and 65. Nancy specializes in providing investment advice to individuals, businesses, and institutions. She also offers financial planning services, including retirement planning, college savings planning, and estate planning. Nancy is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (ANNISTON AL)
NY
08/24/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/19/1980 - 08/31/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/26/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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