Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Catherine Unrath is a financial advisor currently working for J.P. Morgan Securities LLC. Nancy has been in the industry since 2001 and holds a Series 7, Series 63, and SIE license. Previously Nancy worked for a variety of firms including Pickwick Capital Partners, LLC, First Dominion Capital Corp., Guggenheim Securities, LLC, Lazard Capital Markets LLC, Citadel Securities LLC, RBC Capital Markets, LLC, Imperial Capital, LLC, and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/06/2021 - Present
J.p. Morgan Securities LLC (New York NY)
NY
03/27/2020 - 12/01/2020
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
VA
04/24/2017 - 03/29/2018
FIRST DOMINION CAPITAL CORP. (RICHMOND VA)
NY
04/01/2014 - 05/19/2015
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
04/25/2012 - 03/18/2014
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
05/06/2011 - 08/26/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
02/04/2010 - 12/17/2010
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/12/2009 - 01/25/2010
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
11/03/2000 - 01/22/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
09/20/1996 - 09/19/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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