Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Caldarola is a financial professional registered with Finalis Securities LLC. Nancy has been in the financial services industry since 2013, with experience in the areas of Private Securities Offerings, General Securities and Investment Advisory services. Nancy holds Series 7, 63, 82 and SIE licenses and is licensed to sell securities in several states. Prior to joining Finalis Securities LLC, Nancy worked for IBN Financial Services, Inc, Avalon Securities, Ltd, AlphaSource Capital Securities LLC, and Growth Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/16/2023 - Present
Finalis Securities LLC (New York NY)
NY
10/17/2019 - 06/11/2021
IBN FINANCIAL SERVICES, INC. (LIVERPOOL NY)
NY
05/10/2018 - 12/17/2018
AVALON SECURITIES, LTD. (NEW YORK NY)
NY
08/11/2015 - 06/20/2016
ALPHASOURCE CAPITAL SECURITIES LLC (EAST QUOGUE NY)
NY
10/03/2012 - 06/24/2013
GROWTH CAPITAL SERVICES, INC. (NEW YORK NY)
NJ
10/29/1990 - 11/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2012
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 10/26/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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