Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Vega is a financial advisor with U.S. Bancorp Investments, Inc. Nancy is based in La Canada, California and has been in the financial services industry since 2002. Nancy has Series 7, Series 63, and Series 65 licenses as well as the Securities Industry Essentials (SIE) exam. Nancy has over 15 years of experience in the financial services industry and has worked with a variety of clients, including individuals, families, businesses, and institutions. Nancy specializes in investment management, financial planning, and retirement planning. Nancy has a Bachelor of Arts degree in Economics from the University of California, Los Angeles. Nancy is a member of the National Association of Personal Financial Advisors (NAPFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
03/28/2017 - Present
U.s. Bancorp Investments, Inc. (La Canada CA)
CA
10/03/2014 - 05/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLENDALE CA)
CA
10/17/2012 - 07/15/2013
BANCWEST INVESTMENT SERVICES, INC. (COMPTON CA)
NY
08/10/2012 - 08/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
11/24/2008 - 12/06/2010
LPL FINANCIAL CORPORATION (LOS ANGELES CA)
CA
04/13/2006 - 01/18/2008
WAMU INVESTMENTS, INC. (AZUSA CA)
NY
08/07/2003 - 03/29/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
04/03/2002 - 07/03/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 10/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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