Unclaimed
Nancy Annette Jones is a registered representative of Northwestern Mutual Investment Services, LLC, with a registration date of October 11, 2007. Nancy has been in the financial services industry since October 11, 2007. Nancy is licensed in Kansas and Missouri. Nancy holds the Series 6 and Series 63 licenses. The firm offers investment research; referrals to other advisors and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KS
10/11/2007 - Present
Northwestern Mutual Investment Services, LLC (Lawrence KS)
BC
Issued 09/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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