Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Szymula is an investment advisor representative at UBS Financial Services Inc. based in Weehawken, NJ. Nancy has been in the industry since 1986 and has held numerous positions at firms such as Charles Schwab & Co., Inc. and Northern Trust Securities, Inc. Nancy is registered with the state of Illinois, and has a strong background in portfolio management for both individuals and businesses. She is dedicated to helping clients reach their financial goals, and has the experience and expertise to provide them with personalized guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/29/2013 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
IL
10/31/2012 - 11/30/2012
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
IL
06/21/2006 - 10/09/2012
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
WI
02/28/2012 - 08/17/2012
M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)
IL
03/27/2000 - 06/07/2006
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
10/30/1998 - 03/22/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IL
04/06/1998 - 10/22/1998
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
12/20/1997 - 02/12/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
02/03/1987 - 06/13/1997
CHARLES SCHWAB & CO., INC.
TX
04/24/1986 - 06/13/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
01/02/1987 - 02/02/1987
FIRST OPTIONS OF CHICAGO, INCORPORATED
NA
09/12/1985 - 02/24/1986
GENEVA SECURITIES,INC.
NA
07/24/1985 - 09/18/1985
BROOKS WEINGER ROBBINS & LEEDS INC.
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/24/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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