Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Anne Branton is an experienced financial advisor with over 30 years of experience in the industry. Nancy is currently registered with Raymond James & Associates, Inc., a leading financial services firm, in the state of Mississippi. Nancy has a broad range of experience, having previously worked with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., and other reputable firms. Nancy provides a wide array of financial advisory services to individuals, corporations, and other entities. Nancy's commitment to her clients is evident in her dedication to developing personalized strategies that align with their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/19/2019 - Present
Raymond James & Associates, Inc. (RIDGELAND MS)
MS
12/11/2009 - 11/18/2019
WELLS FARGO CLEARING SERVICES, LLC (RIDGELAND MS)
MS
08/27/2004 - 12/14/2009
UBS FINANCIAL SERVICES INC. (JACKSON MS)
MD
03/19/1999 - 08/31/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
AL
12/03/1996 - 04/06/1999
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
12/06/1990 - 12/04/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
VA
01/10/1989 - 08/28/1990
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
09/07/1988 - 10/31/1988
PRUCO SECURITIES CORPORATION
NA
09/07/1988 - 10/31/1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
01/12/1988 - 08/25/1988
LINCOLN INVESTMENT PLANNING, INC.
BOTH
Issued 05/24/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/1990
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nancy Branton is the right advisor for you? Invested Better is here to help.
